Change in substantial holding
Released
Released
Announcement PDF
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial
holder
To: Company Name/Scheme
MICROBA LIFE SCIENCES LIMITED (Microba)
ACN/ARSN
617 096 652
1. Details of substantial holder (1)
Name
MICROBA LIFE SCIENCES LIMITED
ACN/ARSN (if applicable)
617 096 652
There was a change in the interests of the
substantial holder on
27/01/2024
The previous notice was given to the company on
28/11/2023
The previous notice was dated
27/11/2023
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate
(2)had a relevant interest (3) in when last required and when now required, to give a substantial holding notice to the company or scheme are as follows:
Class of securities (4)
Ordinary shares
Previous notice
Person's
Voting power (5)
102,671,611
23.62%
Present notice
Person'svotes
48,171,314
Voting power (5)
10.76%
3. Changesin relevant interests
Particulars of each change in, or change in the nature of a relevant interest of the substantial holder or an associate in voting securities of the company or scheme,
since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of
change
Person whose
relevant interest
changed
Nature of
change (6)
6/12/2023
Microba
Dilution due to issue of
shares for the acquisition
of Invivo Clinical Ltd
27/1/2024
Microba
Release of securities
from voluntary escrow
Person's votes
affected
$2,826,753.43
Class and
number of
securities
affected
13,141,578
Not applicable
(54,500,297)
(54,500,297)
Consideration
given in relation
to change (7)
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
13,141,578
Holder of
relevant
interest
Microba
Registered
holder of
securities
Person entitled
to
be
registered as
holder(8)
The holders listed in
Annexure A
The holders listed in
Annexure A
Nature of relevant
interest (6)
Class and
number of
securities
48,171,314
Relevant interest arising under
ordinary shares
section 608(1)(c) of the
Corporations Act 2001 (Cth), being
a relevant interest arising as a
result of having control over the
exercise of the power to dispose of
the shares held by the persons that
have entered into escrow
arrangements with Microba,
pursuant to the:
• voluntary escrow deed;
• mandatory ASX restriction
deeds and notices;
• Employee Share and Option
Plan.
Person's
votes
48,171,314
5. Changesin association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in
relation to voting interests in the company or scheme are as follows:
Nameand ACN/ARSN(if applicable)
N/A
Nature of association
6. Addresses
The addresses of persons named in this form are as follows:
Name
Microba
Address
Level 10, 324 Queen Street, Brisbane QLD 4000
Signature
print name
James Heath
Capacity Company Secretary
sign here
Date: 4 March 2024
DIRECTIONS
(1)
If there are a number of substantial holders with similar or related relevant interests (eg. A corporation and its related corporations, or the
manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of
persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each
group, with the names and addresses of members is clearly set out inparagraph6of the form.
(2)
See the definition of "associate" insection9 of the Corporations Act 2001.
(3)
See the definition of "relevant interest" insections608and671B(7)of the Corporations Act 2001.
(4)
The voting shares of a company constitute one class unless divided into separate classes.
(5)
The person’s votes divided by the total votes in the body corporate or scheme multipliedby100.
(6)
Include details of:
(a)
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If
subsection671B(4)applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the
person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a
written statement certifying this contract, scheme or arrangement; and
(b)
Any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting
powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which
the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7)
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was
acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional
on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its
associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8)
If the substantial holder is unable to determine the identity of the person(eg. if the relevant interest arises because of an option)write
"unknown".
(9)
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.
Annexure A
Holder of relevant
interest
Microba
Registered holder of
securities
SA MICROBA HOLDINGS PTY
LTD ACN 624 108 452
Person entitled to be
registered as holder (8)
SA MICROBA HOLDINGS PTY LTD ACN
624 108 452
Class and number
of securities
18,524,277
Microba
GENENIKA PTY LTD AS
TRUSTEE OF THE TYSON
TRUST
MACROGEN INC
GENENIKA PTY LTD AS TRUSTEE OF THE
TYSON TRUST
17,100,000
MACROGEN INC
7,161,764
ROMBOLA FAMILY PTY LTD AS
TRUSTEE FOR ROMBOLA
FAMILY TRUST
FRAZER SERVICES PTY LTD
ACN 115 628 772 AS TRUSTEE
FOR THE FRAZER FAMILY
TRUST
MARK CAPONE
DERP ENTERPRISES PTY LTD
ACN 619 696 034 AS TRUSTEE
FOR THE ANGEL BARNETT
FAMILY TRUST
BLAKE ALAN WILLS AS
TRUSTEE FOR THE PRIMROSE
FAMILY TRUST
PROJECT INSIGHT PTY LTD
ACN 143 259 947 AS TRUSTEE
FOR THE PROJECT INSIGHT
TRUST
AMANDA ANDERSON
CASSANDRA BARNETT
HOLLY B BAUZON
JOEL BOYD
TIMOTHY BROWNE
TERRIE-ANNE COCK
MARTHA COOPER
MELODY DOBRININ
TIMOTHY DWYER
KYLIE ELLIS
LIANG FANG
CHARLOTTE FRIEDLANDER
HARRISON GRAY
BIANCA MAREE HARRINGTON
ALEXANDER HASSON
GORDON HAYLETT
AREEJ ALSHEIKH HUSSAIN
JAM DROPS PTY LTD
MARIE KALKAUS
LUTZ KRAUSE
ANNIKA KRUEGER
JEAN-PHILIPPE LAINE
TIMOTHY LAMBERTON
YAO LIU
JEIMY JIMENEZ LOAYZA
SAMANTHA MACDONALD
KENNETH MCGRATH
REBECCA MOREHOUSE
XIN NA
MICHAEL NISSEN
BOZICA NYEVERECZ
PARAIC O'CUIV
HAYLEY PARCELL
MARK PARKER
ANDREA RABELLINO
SAHANA RAJASHEKAR
LUKE REID
FABIO RIGATO
ALENA RINKE
KASRA SABERMANESH
PERDEEP SINGH
PAULA SMITH-BROWN
CHRISTINE STEWART
KRYSTYNA SULLIVAN
MITCHELL SULLIVAN
ANITA TAIT
ROMBOLA FAMILY PTY LTD AS TRUSTEE
FOR ROMBOLA FAMILY TRUST
4,500,000
FRAZER SERVICES PTY LTD ACN 115 628
772 AS TRUSTEE FOR THE FRAZER
FAMILY TRUST
556,384
MARK CAPONE
DERP ENTERPRISES PTY LTD ACN 619
696 034 AS TRUSTEE FOR THE ANGEL
BARNETT FAMILY TRUST
188,889
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BLAKE ALAN WILLS AS TRUSTEE FOR
THE PRIMROSE FAMILY TRUST
PROJECT INSIGHT PTY LTD ACN 143 259
947 AS TRUSTEE FOR THE PROJECT
INSIGHT TRUST
AMANDA ANDERSON
CASSANDRA BARNETT
HOLLY B BAUZON
JOEL BOYD
TIMOTHY BROWNE
TERRIE-ANNE COCK
MARTHA COOPER
MELODY DOBRININ
TIMOTHY DWYER
KYLIE ELLIS
LIANG FANG
CHARLOTTE FRIEDLANDER
HARRISON GRAY
BIANCA MAREE HARRINGTON
ALEXANDER HASSON
GORDON HAYLETT
AREEJ ALSHEIKH HUSSAIN
JAM DROPS PTY LTD
MARIE KALKAUS
LUTZ KRAUSE
ANNIKA KRUEGER
JEAN-PHILIPPE LAINE
TIMOTHY LAMBERTON
YAO LIU
JEIMY JIMENEZ LOAYZA
SAMANTHA MACDONALD
KENNETH MCGRATH
REBECCA MOREHOUSE
XIN NA
MICHAEL NISSEN
BOZICA NYEVERECZ
PARAIC O'CUIV
HAYLEY PARCELL
MARK PARKER
ANDREA RABELLINO
SAHANA RAJASHEKAR
LUKE REID
FABIO RIGATO
ALENA RINKE
KASRA SABERMANESH
PERDEEP SINGH
PAULA SMITH-BROWN
CHRISTINE STEWART
KRYSTYNA SULLIVAN
MITCHELL SULLIVAN
ANITA TAIT
2,500
2,500
2,500
2,500
2,500
2,500
2,500
2,500
2,500
2,500
2,500
2,500
2,500
2,500
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2,500
2,500
2,500
2,500
2,500
2,500
2,500
2,500
2,500
2,500
2,500
2,500
2,500
2,500
2,500
2,500
2,500
2,500
2,500
2,500
Microba
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KAYLYN TOUSIGNANT
CHARLOTTE VIVIAN
ANDREW WEBB
TRISTAN WIMPENNY
PATRICIA VERA WOLF
DAVID WOOD
YUSI ZHOU
KAYLYN TOUSIGNANT
CHARLOTTE VIVIAN
ANDREW WEBB
TRISTAN WIMPENNY
PATRICIA VERA WOLF
DAVID WOOD
YUSI ZHOU
2,500
2,500
2,500
2,500
2,500
2,500
2,500
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